The Role of the Investment Advisor

The financial advisor plays an important role in the development and servicing of a 401(k) plan. Much like an individual, a corporation is rarely informed enough to make investment decisions, especially when it involves fiduciary responsibility over the financial well being of their employees.

Specific areas that the advisor can be responsible for in the initial sales and setup of a 401(k) plan include the following:

• Selecting the best providers of 401(k) services
• Designing plan structure
• Choosing investment choices
• Creating model portfolios
• Enrollment & education
• Monitoring the investment choices
• Rebalancing and monitoring the model portfolios
• Servicing the plan sponsor
• Servicing the plan participants
• Servicing participants leaving the plan

Don’t Your Employees Deserve Expert Advice? Contact us today to get started. Email us at Info@InvestorSolutions.com or call us at (800)508-8500.