For Individuals
Investor Solutions, Inc.'s Asset Management minimum client relationship size is $1
million. Related accounts (including multiple accounts of a single individual, various
family members, or accounts of a client's business) may be combined to meet the
minimum and are combined for purposes of assessing fees according to the following
schedule:
Portfolio values below $1,000,000 1.00% per year
$1,000,00 to $2,000,000 0.75% per year
$2,000,001 to $5,000,000 0.50% per year
$5,000,001 and above 0.40% per year
For its investment management, supervision and reporting service, Investor Solutions,
Inc. receives an annual fee based on a percentage of assets under management as per
the Fee Schedule above. Fees are paid quarterly in arrears and computed based on the
ending value of the account at the end of each quarter and adjusted for contributions and withdrawals.
Fees can be negotiated depending on individual and group circumstances. If Investor
Solutions, Inc. elects to accept a client relationship below $1 million, a 1.00% annual fee
will be charged to such accounts subject to a $5,000 yearly minimum fee. This minimum annual fee will effect client relationships with less than $500,000.
Pension Consulting Services
For participant-directed retirement plans, Investor Solutions, Inc. recommends to the
plan sponsor or trustee(s) investments designed to meet ERISA fiduciary standards
and provide appropriate diversification options to plan participants. Based on the
nature a participant-directed retirement plan, services to participant-directed plans are
non-discretionary and the inclusion of all securities as investment options within a plan
requires the approval of the plan sponsor.
Additional services offered to participant-directed and corporate retirement plans
include employee education through newsletters, meetings, videos and self taught
courses. Investor Solution, Inc.'s services to such participant-directed plans do not
involve the actual handling or arrangement of securities transactions, which are
arranged through plan trustees and/or third-party administrators. Investor Solutions,Inc.,
however, may directly assist individual plan participants with transactions when
providing services directly to the plan participant rather than the plan sponsor.
Fee Schedule:
For its pension consulting services, Investor Solutions, Inc. receives an annual fee of
0.50% of plan assets. Fees are paid quarterly in arrears and computed based on the
ending value of the account at the end of each quarter. A minimum account plan size
of $2 million is required. Subject to Investor Solutions, Inc. discretion to accept a
smaller account, a minimum fee of $10,000 would apply to any such accounts
**The above fees do not include fees charged by each mutual fund, REIT, UIT, closed end funds or transaction fees charged by brokerages or trustees.
